Karen Ming Wai Li
李明慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ming Wai Li (李明慧), a licensed former licensee with CE reference AQH546. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-01-17 | 2008-06-11 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-01-17 | 2008-06-11 |