Lin (SFC:AQG873) Zhu
朱琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:AQG873) Zhu (朱琳), a licensed former licensee with CE reference AQG873. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2014-08-11 | 2017-06-30 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2014-08-11 | 2017-06-30 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2014-08-11 | 2017-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-15 | 2014-06-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-08-15 | 2014-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-05-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-05-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-15 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-15 | 2008-09-29 |