Wai Kin Poon
潘偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Poon (潘偉健), a licensed former licensee with CE reference AQG581. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-28 | 2013-03-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-04 | 2011-05-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-01-04 | 2008-11-01 |