Hiu Yan (SFC:AQG385) Wong
黃曉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yan (SFC:AQG385) Wong (黃曉欣), a licensed former licensee with CE reference AQG385. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-13 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-10-13 | 2013-11-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-03 | 2009-05-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-03 | 2009-05-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-01-03 | 2009-05-16 |