Edward Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wu, a licensed former licensee with CE reference AQF070. This person has 14.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-27 | 2022-11-11 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-27 | 2022-11-11 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-12-28 | 2010-04-01 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-12-28 | 2010-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edward Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.