Wai Ying Kwan
關惠螢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Kwan (關惠螢), a licensed former licensee with CE reference AQE974. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Trinkaus Investment Management Limited | Rep | Type 1 - Dealing in securities | 2011-01-04 | 2011-04-30 |
| HSBC Trinkaus Investment Management Limited | Rep | Type 4 - Advising on securities | 2011-01-04 | 2011-04-30 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2008-02-14 | 2010-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ying Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.