Gregory Wang Ngai Sy
施宏毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Wang Ngai Sy (施宏毅), a licensed former licensee with CE reference AQE871. This person has 9.4 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-02 | 2017-12-21 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-24 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-10 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-13 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-01-13 | 2016-04-30 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-09 | 2009-11-23 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-02-09 | 2009-11-23 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 - Asset management | 2008-04-22 | 2008-11-28 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-27 | 2008-11-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gregory Wang Ngai Sy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.