Hok Leung (SFC:AQE457) Chan
陳學良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Leung (SFC:AQE457) Chan (陳學良), CE reference AQE457. Currently licensed at 1 firm(s): Asian Capital Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-10 | present |
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-10 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-14 | 2024-12-10 |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-11-14 | 2024-12-10 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-15 | 2024-05-31 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-15 | 2024-05-31 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-01 | 2019-01-24 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-03-01 | 2019-01-24 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-08 | 2016-10-04 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-02-08 | 2016-10-04 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-29 | 2009-10-21 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-01-29 | 2009-10-21 |