Yi (SFC:AQE404) Luo
羅毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AQE404) Luo (羅毅), CE reference AQE404. Currently licensed at 1 firm(s): Goldlink Capital (Corporate Finance) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-11-24 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-18 | 2020-01-16 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-18 | 2020-01-16 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-11 | 2021-09-07 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-02 | 2019-06-11 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-26 | 2019-02-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-08 | 2014-09-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-15 | 2013-01-04 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-30 | 2009-08-31 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-30 | 2009-08-31 |