Cathy Ka Ming Poon
潘嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Ka Ming Poon (潘嘉明), a licensed former licensee with CE reference AQE102. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-29 | 2014-01-10 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-31 | 2014-01-10 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-05 | 2014-01-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-18 | 2009-12-22 |