Li Shan
單莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Shan (單莉), a licensed former licensee with CE reference AQD832. This person has 13.0 years of SFC licence history. Total licence records on file: 21.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-29 | 2021-06-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-01-29 | 2021-06-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-01-29 | 2021-06-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-28 | 2021-01-29 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-28 | 2021-01-29 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-08-28 | 2021-01-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2019-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-21 | 2019-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-21 | 2019-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-10-27 | 2010-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-10-27 | 2010-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-10-27 | 2010-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-10-27 | 2010-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-27 | 2010-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-10-27 | 2010-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-12-14 | 2008-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-12-14 | 2008-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-12-14 | 2008-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-12-14 | 2008-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-12-14 | 2008-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-12-14 | 2008-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Shan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.