Kai Wing Poon
潘啟榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wing Poon (潘啟榮), a licensed former licensee with CE reference AQD375. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-09 | 2017-04-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-09 | 2017-04-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2015-06-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-04 | 2010-06-17 |