Simmy Sze Ming Lee
李斯明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simmy Sze Ming Lee (李斯明), a licensed former licensee with CE reference AQD343. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-13 | 2013-07-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-13 | 2013-07-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-11 | 2010-11-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-14 | 2009-07-30 |