Daniel John O'Shea
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel John O'Shea ( ), a licensed former licensee with CE reference AQD326. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-06 | 2014-06-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-12 | 2008-05-21 |