Mark James Davis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark James Davis, a licensed former licensee with CE reference AQC318. This person has 6.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-25 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-25 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-25 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-10-25 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-10-25 | 2014-08-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2010-05-17 | 2012-10-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-09 | 2012-10-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-10-09 | 2012-10-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-10-09 | 2012-10-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-10-09 | 2012-10-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-30 | 2009-10-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-30 | 2009-10-09 |