Manik Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manik Gupta ( ), a licensed former licensee with CE reference AQB148. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-07-04 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-29 | 2013-07-04 |