Keen Lok Chan
陳建諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keen Lok Chan (陳建諾), a licensed former licensee with CE reference AQB140. This person has 10.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-01 | 2020-10-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-01 | 2020-10-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-06-01 | 2020-10-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-27 | 2017-12-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-27 | 2017-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keen Lok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.