Ka Wai Tam
譚嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Tam (譚嘉慧), a licensed former licensee with CE reference AQB100. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-03 | 2024-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-12-20 | 2014-11-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-02 | 2019-01-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-29 | 2019-01-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-29 | 2011-11-10 |