Yang (SFC:AQB033) Yu
虞陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AQB033) Yu (虞陽), a licensed former licensee with CE reference AQB033. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-18 | 2010-09-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-18 | 2010-09-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-29 | 2008-05-13 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-29 | 2008-05-13 |