Xinpeng Fan
范新鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinpeng Fan (范新鵬), a licensed former licensee with CE reference AQA957. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2022-03-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-17 | 2022-03-18 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 — Advising on corporate finance | 2009-07-31 | 2010-04-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-11-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-11-28 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-11-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-11-28 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-28 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-11-28 | 2009-01-12 |