Ka Hui
許嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hui (許嘉), a licensed former licensee with CE reference AQA567. This person has 7.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 - Asset management | 2015-03-03 | 2015-09-03 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 - Dealing in securities | 2014-11-14 | 2015-10-02 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-11-14 | 2015-10-02 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-26 | 2014-11-14 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-26 | 2014-11-14 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-26 | 2015-03-03 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2014-06-19 | 2014-09-10 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-01 | 2014-09-10 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-01 | 2014-09-10 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2012-08-22 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-01 | 2012-08-22 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-01-17 | 2011-01-18 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-03 | 2011-01-18 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-12-03 | 2011-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.