Ting Chen
陳婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Chen (陳婷), a licensed former licensee with CE reference AQA120. This person has 10.6 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RRJ Management (HK) Limited |
RO | Type 1 - Dealing in securities | 2021-06-21 | 2022-02-28 |
| RRJ Management (HK) Limited |
RO | Type 4 - Advising on securities | 2021-06-21 | 2022-02-28 |
| RRJ Management (HK) Limited |
Rep | Type 1 - Dealing in securities | 2013-05-31 | 2021-06-21 |
| RRJ Management (HK) Limited |
Rep | Type 4 - Advising on securities | 2013-05-31 | 2021-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-07-15 | 2011-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-15 | 2011-09-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-15 | 2011-09-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-20 | 2008-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-20 | 2008-07-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-20 | 2008-07-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.