Yiu Wan Wong
黃曉雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wan Wong (黃曉雲), a licensed former licensee with CE reference AQA101. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-12 | 2016-01-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-26 | 2015-05-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2013-12-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-16 | 2013-12-02 |