King Tin Ricky Tam
譚景天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Tin Ricky Tam (譚景天), a licensed former licensee with CE reference APZ794. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-07-06 | 2010-08-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-13 | 2009-04-18 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-21 | 2009-02-06 |