Wai Yin Lam
林偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Lam (林偉賢), a licensed former licensee with CE reference APZ464. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-19 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-03 | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-09-15 | 2013-09-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-15 | 2011-01-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-14 | 2009-02-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-14 | 2009-02-13 |