Chen (SFC:APZ373) Chi
池晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:APZ373) Chi (池晨), CE reference APZ373. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-21 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-21 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-08 | present |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-21 | 2014-06-30 |