Xin (SFC:APZ134) Liu
劉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin (SFC:APZ134) Liu (劉欣), a licensed former licensee with CE reference APZ134. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-16 | 2015-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-09-16 | 2015-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-09-16 | 2015-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2011-09-16 | 2015-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-16 | 2015-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2011-09-16 | 2015-03-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-05 | 2011-07-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-05 | 2011-07-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-05 | 2011-07-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-07 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-11-07 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-11-07 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-11-07 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-11-07 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-11-07 | 2009-07-24 |