Karen Kar Oi Au
區家愛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kar Oi Au (區家愛), a licensed former licensee with CE reference APY772. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2009-03-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-05 | 2009-03-14 |