Uwe Henke von Parpart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Uwe Henke von Parpart, a licensed former licensee with CE reference APY709. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2015-05-06 | 2016-03-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 - Advising on securities | 2011-11-10 | 2016-03-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2015-05-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-30 | 2011-11-10 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 4 - Advising on securities | 2009-03-13 | 2011-05-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-01 | 2011-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Uwe Henke von Parpart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.