Uwe Henke von Parpart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Uwe Henke von Parpart ( ), a licensed former licensee with CE reference APY709. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-06 | 2016-03-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 4 — Advising on securities | 2011-11-10 | 2016-03-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-30 | 2015-05-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-30 | 2011-11-10 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 4 — Advising on securities | 2009-03-13 | 2011-05-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2011-05-30 |