Miao (SFC:APW907) Liu
劉淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao (SFC:APW907) Liu (劉淼), a licensed former licensee with CE reference APW907. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-20 | 2017-01-11 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-06-20 | 2017-01-11 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-23 | 2011-11-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-07 | 2011-05-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-25 | 2010-09-24 |