Clive Anthony Smith

CE No. APW353 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clive Anthony Smith, a licensed former licensee with CE reference APW353. This person has 3.0 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 - Dealing in securities 2013-06-03 2013-06-10
MUSHK Limited Rep Type 1 - Dealing in securities 2007-11-28 2010-11-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Clive Anthony Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hua Shen MUSHK Limited 2007–2010
Andreas Bruckner MUSHK Limited 2007–2010
Jody Kit Yee Chan MUSHK Limited 2007–2010
Adomas Gineitis MUSHK Limited 2007–2010
Yoko Hiramoto MUSHK Limited 2007–2010
Edmond Hoi Tik Lam MUSHK Limited 2007–2010
Lai Kai Man MUSHK Limited 2007–2010
Dominik Maeder MUSHK Limited 2007–2010
James Edward Pobjoy MUSHK Limited 2007–2010
Yuriko Takemura MUSHK Limited 2007–2010
Darren Charles Vinton MUSHK Limited 2007–2010
Matthew Watson MUSHK Limited 2007–2010
Takeshi Mase MUSHK Limited 2007–2010
James Thomas Muir MUSHK Limited 2007–2010
Keizo Funato MUSHK Limited 2008–2010
Malcolm Bunn MUSHK Limited 2008–2010
Jessica Khine-Chit Khine MUSHK Limited 2008–2010
Norihiro Asada MUSHK Limited 2007–2010
Stephen Jason Freear MUSHK Limited 2008–2010
Hiroyuki Eguchi MUSHK Limited 2007–2010
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