Xiaoxiao Zhang
張瀟瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiao Zhang (張瀟瀟), a licensed former licensee with CE reference APW336. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-19 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-08-19 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-08-19 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-08-19 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-19 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-19 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-10-23 | 2008-06-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-10-23 | 2008-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-10-23 | 2008-06-18 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-10-23 | 2008-06-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-10-23 | 2008-06-18 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-10-23 | 2008-06-18 |