Kai-Lun Tsai
蔡凱倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai-Lun Tsai (蔡凱倫), a licensed former licensee with CE reference APV172. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-08 | 2016-07-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-10-12 | 2008-12-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-10-12 | 2008-12-15 |