Keith Martin Wade
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Martin Wade ( ), a licensed former licensee with CE reference APU790. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-12-01 | 2009-12-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-12-05 | 2007-12-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-10-15 | 2007-10-31 |