Ying (SFC:APU686) Chen
陳瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:APU686) Chen (陳瑩), a licensed former licensee with CE reference APU686. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elpis Capital Limited 天澤資本有限公司 |
RO | Type 9 — Asset management | 2015-01-09 | 2018-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-28 | 2013-04-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-21 | 2009-08-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-11 | 2008-09-23 |