Scott Gerald Russell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Gerald Russell ( ), a licensed former licensee with CE reference APU452. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-17 | 2024-06-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-10-06 | 2023-10-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-05 | 2023-05-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-19 | 2021-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-16 | 2010-08-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-10 | 2007-10-17 |