Gun Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gun Sim ( ), a licensed former licensee with CE reference APS982. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-09 | 2015-10-13 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2009-04-03 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-15 | 2009-04-03 |