Robert Rooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Rooks ( ), a licensed former licensee with CE reference APS896. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-09 | 2010-03-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-09 | 2010-03-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-10-09 | 2010-03-01 |