Lok Man Tsang
曾樂雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Man Tsang (曾樂雯), a licensed former licensee with CE reference APS492. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2013-03-08 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-01 | 2013-03-08 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2010-05-13 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2008-12-23 | 2010-04-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-09 | 2008-11-29 |