Richard William Rouse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard William Rouse ( ), a licensed former licensee with CE reference APS259. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-21 | 2011-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-09-28 | 2008-04-30 |