Ken Wu Liu
劉耕吾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Wu Liu (劉耕吾), a licensed former licensee with CE reference APQ644. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-30 | 2015-04-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-17 | 2010-01-31 |