Silvia Ko
高思雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Silvia Ko (高思雯), a licensed former licensee with CE reference APQ588. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2024-05-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-24 | 2016-12-18 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2015-03-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-18 | 2010-05-01 |