Xiaojia Zhi
治曉佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaojia Zhi (治曉佳), a licensed former licensee with CE reference APQ494. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2021-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-06-26 | 2018-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-19 | 2008-12-11 |