Heng Yue Shum
岑杏如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heng Yue Shum (岑杏如), a licensed former licensee with CE reference APQ169. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-13 | 2012-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-13 | 2012-09-08 |