Scott Andrew Nichols
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Andrew Nichols ( ), a licensed former licensee with CE reference APP926. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-24 | 2023-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2008-09-15 |