Andrew Charles Finnemore Capon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Charles Finnemore Capon, a licensed former licensee with CE reference APP471. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2009-01-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-10 | 2009-01-14 |