Lorelei Lorraine Lua Sy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorelei Lorraine Lua Sy ( ), a licensed former licensee with CE reference APP373. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-13 | 2018-03-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2009-11-17 |