Pui Pun Tse
謝培斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Pun Tse (謝培斌), a licensed former licensee with CE reference APP343. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-22 | 2012-07-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-22 | 2012-07-03 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2011-02-16 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-14 | 2011-02-16 |