Lok Yi (SFC:APP041) Wong
黃樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yi (SFC:APP041) Wong (黃樂怡), a licensed former licensee with CE reference APP041. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-08-15 | 2012-07-12 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2008-07-15 | 2012-07-12 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-12-21 | 2012-07-12 |