Ka Wai (SFC:APO972) Ng
伍家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:APO972) Ng (伍家慧), CE reference APO972. Currently licensed at 1 firm(s): Cortina Capital Asset Management Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2024-12-04 | present |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2024-12-04 | present |
| Cortina Capital Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-12-16 | 2024-12-04 |
| Cortina Capital Asset Management Limited |
RO | Type 9 — Asset management | 2022-12-16 | 2024-12-04 |
| Cortina Capital Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-11-18 | 2022-12-16 |
| Cortina Capital Asset Management Limited |
Rep | Type 9 — Asset management | 2022-11-18 | 2022-12-16 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-15 | 2022-11-08 |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-23 | 2021-06-15 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-13 | 2022-11-08 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-13 | 2022-11-08 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-03 | 2020-01-13 |
| Chiyu International Capital Limited 集友國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-03 | 2020-01-13 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-22 | 2019-06-14 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-22 | 2019-06-14 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-22 | 2018-10-22 |
| China Investment Fund International Securities Limited 中投國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-22 | 2018-10-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-06 | 2017-11-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-09 | 2017-11-23 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-10 | 2009-11-07 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-09 | 2008-06-07 |